Associate- Regulatory Reporting & Governance Job Vacancy in Morgan Stanley Mumbai, Maharashtra – Latest Jobs in Mumbai, Maharashtra
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Company Name : Morgan Stanley
Location : Mumbai, Maharashtra
Position : Associate- Regulatory Reporting & Governance
Job Description : Associate- Regulatory Reporting & Governance
Job Number: 3203049
POSTING DATE: Mar 30, 2022
PRIMARY LOCATION: Non-Japan Asia-India-Maharashtra-Mumbai (MSA)
EDUCATION LEVEL: Bachelor’s Degree
JOB: Finance
EMPLOYMENT TYPE: Full Time
JOB LEVEL: Associate
DESCRIPTION
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. We have built a world class reputation for quality and service and the talent and passion of our people has been critical to our success. We provide a strong foundation for building a professional career – a place for people to learn, to achieve and to grow. Together we share a common set of values rooted in integrity, excellence and a strong team ethic.
Setting up of CCAR (14Q/14A/14M) attestations and Non-CCAR attestations, monitoring progress, following up with the Reg controllers and troubleshooting for the timely completion of attestation cycle
Preparing metrics to monitor and notify progress of attestations to NY Sr. Management Performing change management as administrators of attestations process, seeking approvals as appropriate from an audit standpoint; performing control checks/reviewing audit reports to monitor issues/changes and escalating as appropriate
Providing recommendation/support for better system integration/enhancements in attestations
Process (Axiom/CILA/OP/Collibra/CFOA portal), raise JIRA, perform UAT testing and monitor production migration
Perform UAT testing to support Axiom Regulatory Reporting related Production QCs, Vendor Updates on behalf of Controllers, seek requirement/clarifications, provide walkthroughs, and obtain final sign-off
Perform reconciliations (direct/ indirect) to across Reg filings (e.g. FR Y9C, 14Q, FFIEC 101) to ensure data accuracy/consistency;
Work closely with Regulatory Reporting teams to escalate reconciliation issues.
Prepare Manual Journal analysis (FFIEC 102, FFIEC101, FRY15, FR Y9C, 14Q, 14M, FFIEC 009, FR 2436) and Peer analysis (for Pillar 3, FFIEC 101 & OTC Notional) for several regulatory reports
Provide ongoing review of reconciliation population and procedures to ensure completeness/accuracy
Coordinate for Issues-Action Plan, Policy-Procedure monitoring, following up with Controller by due dates to ensure closure on a timely basis
Provide analytical support for adhoc projects and audit requests.
Provide analysis and reporting to support attestation framework and manual adjustment metric
reporting.
Work on various reports like Global Governance deck and Weekly summaries to the senior
management within the firm.
Assess and document the Firm?s operational risk and controls, enabling risk identification
Prioritize residual risk remediation efforts or risk accept, leveraging the Risk Level Standards
QUALIFICATIONS
Bachelors degree in accounting
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