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Company Name : Standard Chartered
Location : Mumbai, Maharashtra
Position : Officer, Corporate Actions
Job Description : Job: Operations
Primary Location: Asia-India-Mumbai
Employee Status: Permanent
Posting Date: 07/Jan/2022, 2:46:59 AM
Unposting Date: Ongoing
About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It’s about showing how you embody our valued behaviours – do the right thing, better together and never settle – as well as our brand promise, Here for good.
We’re committed to promoting equality in the workplace and creating an inclusive and flexible culture – one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities
To assist the Section head and Ensure timely and accurate processing and reporting of following transactions / activities —
Investments made by clients through Primary Market (Equity IPO and QIP).
FII / Mutual Fund clients Investment in Indian Mutual Fund/ Overseas Mutual Fund schemes and the tracking of receipt of statements/ redemption amounts on timely basis from the Fund House
Investments made by clients through AIF (Alternative Investment Funds)
Investments / Repurchase made by clients through ETF (Exchange Traded Fund)
Follow-ups for Corporate Actions Benefit Collection for Equity and Debt Securities Collection and processing of cash/securities receivables on account of corporate actions
Proxy services offered to clients including follow-up for agendas / annual reports, dispatch of the same to clients, execution of proxy instructions, procurement and dispatch of meeting updates.
Inwarding of Demat/ Physical securities
Responsible for accurate execution of day to day BAU operations of corporate action processing, timely reporting to clients and internal stakeholders. Must ensure all the laid down controls, procedures and regulatory requirements are followed and achieve established targeted standards of productivity.
Responsible for timely highlighting/ escalating issues, reporting of exceptions and operational challenges, high volumes in assigned BAU operations to Team Leader / Line Manager.
Regulatory & Business Conduct
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead to achieve the outcomes set out in the Bank’s Conduct Principles
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association
Functional Officers / Managers – Operational matters
Tech Teams – System related matters
Ops Review / QA Team – Reconciliations / Audit submissions
Client Services Team – Client queries / updates
RTAs / Issuers / Vendors – Corporate Action operational matters
Depositories / Exchanges / Lead Managers – Information on securities and corporate action offerings
To perform any job or task resulting from any exigencies as well as those which may be assigned by Team Leader / Line Manager.
Our Ideal Candidate
Graduate of any stream.
Sound knowledge of securities market practices in trading and corporate action events.
Sound custody operational skills,
Knowledge of corporate Action SWIFT messaging
Good interpersonal and communication skills, to deal with counterparties/companies/registrars
Sound knowledge of MS Office applications
Apply now to join the Bank for those with big career ambitions.
To view information on our benefits including our flexible working please visit our career pages. We welcome conversations on flexible working.
This post is listed Under Mumbai jobs
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